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Progress in the development of Lipoplex and Polyplex modified with Anionic Polymer for efficient Gene Delivery

Yoshiyuki Hattori*

Department of Drug Delivery Research, Hoshi University, Ebara 2-4-41, Shinagawa-ku, Tokyo 142-8501, Japan

*Address for Correspondence: Dr. Yoshiyuki Hattori, Department of Drug Delivery Research, Hoshi University, Ebara 2-4-41, Shinagawa-ku, Tokyo 142-8501, Japan, Tel/Fax: +81 3 5498 5054; Email: yhattori@hoshi.ac.jp

Dates: Submitted: 29 June 2017; Approved: 21 July 2017; Published: 24 July 2017

How to cite this article: Hattori Y. Progress in the development of Lipoplex and Polyplex modified with Anionic Polymer for efficient Gene Delivery. J Genet Med Gene Ther. 2017; 1: 003-018. DOI: 10.29328/journal.jgmgt.1001002

Copyright License: © 2017 Hattori Y. This is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

ABSTRACT

Nucleic acid-based therapy has become an increasingly important strategy for treating a variety of human diseases. In systemic therapy, a therapeutic gene must be delivered efficiently to its target tissues without side effects. To deliver a therapeutic gene such as plasmid DNA (pDNA) or small interfering RNA (siRNA) to target tissues by systemic administration, cationic carriers such as cationic liposomes and polymers have been commonly used as a non-viral vector. However, the binary complex of therapeutic gene and cationic carrier must be stabilized in the blood circulation by avoiding agglutination with blood components, because electrostatic interactions between positively charged complexes and negatively charged erythrocytes can cause agglutination, and the agglutinates contribute to high entrapment of the therapeutic genes in the highly extended lung capillaries. One promising approach for overcoming this problem is modification of the surface of cationic complexes with anionic biodegradable polymers such as hyaluronic acid, chondroitin sulfate, or polyglutamic acid. As another approach, we recently developed a sequential injection method of anionic polymer and cationic liposome/therapeutic gene complex (cationic lipoplex) for delivery of a therapeutic gene into the liver or liver metastasis. In this review, we describe recent advances in the delivery of therapeutic genes by lipid- and polymer-based carrier systems using anionic polymers.

INTRODUCTION

Nucleic acid-based therapy (gene therapy) has recently received much attention as a therapeutic methodology for a number of acquired and inherited diseases [1]. Nucleic acid-based therapy can be defined as the treatment of a disease by the transfer of a therapeutic gene (DNA or RNA) into target tissues for expression or suppression of a gene related to the disease process of interest. Nucleic acid-based therapeutics include plasmid DNA (pDNA), small interfering RNAs (siRNAs), and microRNAs (miRNAs). pDNA for gene expression systems, which is circular, double-stranded DNA molecule, contains a complementary DNA coding for the therapeutic gene and several other genetic elements such as enhancers, promoters, and polyadenylation sequences to control transcription. Recombinant pDNA carrying therapeutic gene can produce the therapeutic protein by introduction into cells. In contrast, both siRNA and miRNA interact with mRNAs, typically triggering mRNA degradation. siRNAs, which are small double-stranded RNAs, are substrates for the RNA-induced silencing complex (RISC), and they suppress the expression of a target gene by triggering specific degradation of the complementary mRNA sequence [2]. miRNAs, small single stranded endogenous RNAs, induce translational repression by blocking mRNA translation and triggering degradation of the mRNA after incorporation into the RISC [3]. The RISC uses the siRNA or miRNA as a template for recognizing a complementary mRNA. Specific siRNA- and miRNA-mediated target gene degradation is expected to be used in the treatment of various diseases. However, these nucleic acid-based medicines are hindered by disadvantages related to their intrinsic properties such as easy degradation by serum nucleases and low cellular uptake due to repulsion by the negatively charged cell membrane [4-6]. Therefore, the development of suitable vectors (carriers) for efficient and stable delivery of nucleic acid-based medicines to the target cells is an important issue.

Vectors for the delivery of nucleic acid-based medicine can be divided into viral and non-viral systems. Viral vectors, such as retroviruses, adenoviruses, adeno-associated viruses, and several other viral types, are efficient in transfection [1,7], but they have risks to the host due to the immunogenicity of viral proteins, the potential for oncogenesis due to chromosomal integration, and the generation of infectious viruses due to recombination [8]. In contrast, non-viral vectors have many advantages, such as the ease of modifying the surface of the vector for tissue-specific targeting, their lack of immunogenicity, relative safety, and relative ease of large-scale production. Therefore, non-viral vectors are an attractive alternative method for clinical gene therapy [9,10]. Among non-viral vectors, cationic liposomes and cationic polymers have been more commonly used [11-13], because they can easily form complexes with the DNA or RNA molecules via the negatively charged phosphate groups of nucleic acids. Cationic polymer/therapeutic gene complexes (cationic polyplexes) or cationic liposome/therapeutic gene complexes (cationic lipoplexes) can improve the cellular uptake of nucleic acid-based therapeutics by interaction with the negatively charged cell surface. Advantages of using cationic polyplexes or lipoplexes include protection of the therapeutic gene from serum nucleases.

In systemic gene therapy, a nucleic acid-based therapeutics must be delivered efficiently to the target tissue. However, it has been reported that cationic lipoplexes or polyplexes accumulated mostly in the lung after intravenous injection [14,15]. This accumulation of the complexes in the lung is the result of agglutination caused by electrostatic interactions between positively charged complexes and negatively charged erythrocytes [16]. The agglutinates contribute to the high entrapment of lipoplexes in the highly extended lung capillaries and induce accumulation predominantly in the lung [17]. Therefore, polyplexes and lipoplexes must be stabilized in the blood by avoiding agglutination with blood components. In liposomal gene delivery, PEGylation on the surface of cationic lipoplexes (PEG-modified lipoplexes) can decrease accumulation in the lung by avoiding association with blood components; however, PEGylation also inhibits cellular uptake of lipoplexes in target tissues and abolishes the expression of therapeutic gene from pDNA or silencing effect of target gene by siRNA in all organs owing to the high stability of lipoplexes, which had been termed the PEG dilemma [18,19].

One promising approach for overcoming this problem is electrostatic encapsulation or surface-modification of cationic lipoplexes or polyplexes with anionic biodegradable polymers such as hyaluronic acid (HA), chondroitin sulfate (CS), or polyglutamic acid (PGA) (Figure 1), because such anionic complexes can prevent agglutination with blood components after systemic injection. In this review, we describe recent advances in the delivery of nucleic acid-based therapeutics by non-viral vectors using anionic polymers.

Polyplexes and lipoplexes modified with hyaluronic acid

HA is non-sulfated, unbranched glycosaminoglycan composed of alternating residues of β-D-(1‑3) glucuronic acid and β-D-(1‑4)-N-acetylglucosamine (Figure 1), and it is used as a material for stealth behavior and tumor-targeted delivery (Table 1). For gene delivery, HA is usually coated onto surface of cationic lipoplexes or polyplexes by electrostatic interactions to shield the positive charge. HA is a prominent component of the microenvironment in most malignant tumors, and CD44 is the major receptor for HA. The binding of HA to the extracellular domain of CD44 promotes its interaction with certain cytoskeletal proteins [20,21] and stimulates a variety of tumor cell-specific functions and tumor progression [22]. Therefore, HA is used for targeting tumor cells that overexpress CD44 on the cell surface.

Figure 1: Representative anionic polymers used for coating of lipoplexes and polyplexes. CS: chondroitin sulfate C, HA: hyaluronic acid, γPGA: poly-γ-glutamic acid, αPGA: poly-α-glutamic acid.

Table 1: Polyplexes or lipoplexes with hyaluronic acid (HA) or HA conjugate for gene delivery.

Nucleic acid

HA or HA conjugate

Cationic polymer or liposome

Reference

pDNA

HA

Lipofectamine 2000

[24]

pDNA

HA

Chitosan

[25-26]

pDNA

HA

Polyethylenimine (PEI)

[28-30]

pDNA

HA

PAMAM

[34]

pDNA

HA-PEI

-

[46]

siRNA

HA

DOTAP/DOPE liposome

[23]

siRNA

HA

Poly-L-arginine

[35]

siRNA

HA

Chitosan-PEI

[32]

siRNA

HA

Chitosan-g-PEG

[27]

siRNA

HA

PAMAM

[33]

siRNA

HA

PLGA-PEI

[31]

siRNA, miRNA

HA-PEI

-

[41-45, 47]

siRNA

HA-DOPE

DE/DOPE liposome

[36-39]

siRNA

HA-DOPE

DOTAP/DOPE liposome

[40]

siRNA

HA-DOPA

Calcium

[48]

siRNA

HA-siRNA

PEI

[49]

Antisense DNA

HA-antisense DNA

Protamine

[50]

pDNA: plasmid DNA, siRNA: small interfering RNA, miRNA: microRNA, HA: hyaluronic acid, DOTAP: 1,2-dioleoyl-3-trimethylammonium-propane, DOPE: 1,2-dioleoyl-sn-glycero-3-phosphoethanolamine, DE: [2-(2,3-didodecyloxypropyl)hydroxyethyl]ammonium bromide, DOPA:3,4-dihydroxy-L-phenylalanine, PAMAM: poly (amido amine), PEG: polyethylene glycol, PLGA: poly(lactic-co-glycolic acid).

In liposomal delivery systems for pDNA or siRNA, the cationic lipids 1,2-dioleoyl-3-trimethylammonium propane (DOTAP) and 1,2-di-O-octadecenyl-3-trimethylammonium propane (DOTMA) have frequently been used, along with 1,2-dioleoyl-sn-glycero-3-phosphoethanolamine (DOPE) and cholesterol (Chol) as a helper lipid (Figure 2). DOPE affects the structural transition of cationic liposomes at acidic pH in late endosomes after cellular uptake via endocytosis, which promotes endosomal escape of siRNA or pDNA lipoplexes. In liposomal delivery, HA coating (Figure 3A) could shield the positive charges of DOTAP/DOPE lipoplexes with siRNA and specially help to target and enter tumor cells without affecting normal tissues [23]. Lipofectamine 2000 is a commercially available liposomal transfection reagent. Lipofectamine 2000 lipoplexes were successfully coated with HA via electrostatic interaction (Figure 3A), and the HA coating did not decrease gene transfection [24].

Figure 2: Representative cationic lipids and neutral lipids used for the preparation of cationic liposomes. DOTMA: 1,2-di-O-octadecenyl-3-trimethylammonium propane, DOTAP: 1,2-dioleoyl-3-trimethylammonium propane, DOPE: 1,2-dioleoyl-sn-glycero-3-phosphoethanolamine, Chol: cholesterol.

Figure 3: Preparation of anionic polymer-coated lipoplexes. In A, cationic lipoplexes were prepared with mixing plasmid DNA (pDNA) or small interfering RNA (siRNA) with cationic liposomes, and then these were coated with anionic polymer by electrostatic interactions. In B, cationic liposomes were modified with anionic polymer-lipid conjugate, and then anionic polymer-modified liposomes interacted electrostatically with pDNA or siRNA.

Chitosan is an N-deacetylated derivative of chitin, and polycationic linear polysaccharide composed of β-(1-4)-linked D-glucosamine and N-acetyl-D-glucosamine (Figure 4). The electrostatic interaction between chitosan and nucleic acid can lead to the formation of a stable complex of chitosan with pDNA or siRNA. A ternary complex of pDNA/chitosan/HA (Figure 5A), exhibited higher transfection efficiency in primary chondrocytes than a binary complex of pDNA/chitosan [25], and this promoted chondrocyte proliferation by transfection of a pDNA encoding the transforming growth factor (TGF)-β1 gene [26]. Furthermore, a ternary complex of nucleic acid/chitosan-g-poly(ethylene glycol) (CS-g-PEG)/HA was an effective carrier for delivery of both siRNA and pDNA, eliciting a biological response with minimal cytotoxicity [27].

Figure 4: Preparation of anionic polymer-coated lipoplexes. In A, cationic lipoplexes were prepared with mixing plasmid DNA (pDNA) or small interfering RNA (siRNA) with cationic liposomes, and then these were coated with anionic polymer by electrostatic interactions. In B, cationic liposomes were modified with anionic polymer-lipid conjugate, and then anionic polymer-modified liposomes interacted electrostatically with pDNA or siRNA.

Figure 5: Preparation of anionic polymer-coated polyplexes. In A, cationic polyplexes were prepared with mixing of plasmid DNA (pDNA) or small interfering RNA (siRNA) with cationic polymers, and then they were coated with anionic polymer by electrostatic interactions. In B, anionic polymer-cationic polymer conjugates interacted electrostatically with pDNA or siRNA. In C, anionic polymer-siRNA conjugates or anionic polymer-antisense oligodeoxynucleotide (ODN) conjugates via a reducible disulfide linkage interacted electrostatically with cationic polymers.

Polyethylenimine (PEI) and poly(amido amine) (PAMAM) polymer possess intrinsic endosomolytic activity due to the residues of these polymers being unprotonated at physiological pH, making them efficient “proton sponges”. Upon acidification in endosomes after endocytosis of PEI or PAMAM polyplexes, further protonation of the polymers occurs, which triggers chloride influx, resulting in osmotic endosome swelling, destabilization and rupture of endosomal membranes, and escape of the polyplexes from endosomes into the cytoplasm. PEI is a cationic polymer with repeating units composed of an amine group and a two-carbon aliphatic spacer ((C2H5N)n) (Figure 4), and it has in linear and branched forms, which are both efficient in delivering pDNA or siRNA. Ternary complexes of pDNA/PEI/HA (Figure 5A) showed a high gene expression level in tumors after intravenous injection into tumor-bearing mice [28-30]. Lie et al. reported that a poly (lactic-co-glycolic acid)-polyethylenimine (PLGA-PEI)/hypoxia-inducible factor (HIF)-1α siRNA complex covered with HA could efficiently decrease the level of HIF-1α expression in tumor cells [31]. In addition, a ternary complex of siRNA/PEI-grafted chitosan oligonucleotide/HA (Figure 5A) was used as an effective carrier to endometriotic lesion via binding of HA to CD44 [32].

PAMAM is a linear or hyper-branched dendrimer made of repetitive subunits of amide and amine (Figure 4). Chen et al. reported that a ternary complex siRNA/PAMAM/HA (Figure 5A) could deliver siRNA into human breast tumor MDA-MB-231 cells that overexpressed CD44 [33]. Gu et al. demonstrated that incorporation of HA in pDNA/PAMAM polyplexes (Figure 5A) resulted in dramatically improved tumor accumulation of pDNA in pulmonary tumor (mouse melanoma B16-F10)-bearing mice [34]. Moreover, intratumoral injection of ternary complexes of siRNA/poly-L-arginine/HA (Figure 5A) significantly reduced the expression of a target gene in tumor tissues [35].

HA can also be conjugated to lipids (Figure 3B) or polymers (Figure 5B) using chemical linkers [36-41]. HA-DOPE conjugate can be obtained through the creation of an amide bond between the carboxylic groups of HA and the amino group of DOPE [37]. Inclusion of HA-DOPE conjugates into cationic liposomes composed of [2-(2,3-didodecyloxypropyl) hydroxyethyl] ammonium bromide (DC) and DOPE (Figure 3B) could improve transfection into tumor cells expressing the CD44 receptor [36-39]. Furthermore, DOTAP/DOPE liposomes modified with HA-DOPE conjugate (Figure 3B) also exhibited improved stability in cell culture medium and a reduced cytotoxicity [40].

HA-PEI conjugates can form complexes with siRNA, miRNA, or pDNA by electrostatic interaction between negatively charged nucleic acids and the positively charged PEI moiety of the HA-PEI conjugate (Figure 5B) [41-47]. HA-PEI conjugates formed via an amide bond between the carboxyl groups of HA and the amine groups of branched PEI showed specific gene silencing efficacy by the addition of siRNA/HA-PEI polyplexes into tumor cells [42]. Han et al. also reported that HA-PEI could efficiently deliver siRNAs and antisense oligonucleotides (ODNs) into tumor cells with low cytotoxicity [45]. Furthermore, Park et al. reported that reducible HA-SS-PEI conjugate could be prepared with PEI cross-linked with cystamine bisacrylamide (PEI-SS), and intratumoral injection of vascular endothelial growth factor (VEGF) siRNA/HA-SS-PEI polyplexes (Figure 5B) resulted in dramatic inhibition of tumor growth with reduced VEGF mRNA and VEGF levels in the tumor [43]. HA-PEI conjugates have also been used for the delivery of pDNA into CD44-overexpressing macrophages [46].

Calcium phosphate, a natural inorganic material, has been regarded as a promising vehicle for gene delivery due to its biocompatibility, biodegradability, and ability to encapsulate negatively charged nucleic acids by chelating calcium ions. Lee et al. reported that calcium phosphate nanoparticles of siRNAs stabilized by inclusion of conjugates of 3,4-dihydroxy-L-phenylalanine (DOPA) and HA improved accumulation of the siRNA in tumors and induced high silencing effect of target gene after systemic administration [48].

HA can be directly conjugated to siRNAs [49] or antisense ODNs [50] via a reducible disulfide linkage. HA-SS-siRNA conjugate/PEI polyplexes (Figure 5C) exhibited improved stability against serum proteins, and silenced target gene expression via CD44-mediated endocytosis [49]. Moreover, HA-SS-antisense ODN conjugate/protamine polyplexes (Figure 5C) increased cellular uptake and enhanced gene inhibition efficacy [50]. From these findings, the incorporation of HA into carrier systems may be useful for the delivery of therapeutic genes into CD44-overexpressing cells.

Polyplexes or lipoplexes modified with chondroitin sulfate

Glycosaminoglycans, including CS, attached to proteoglycans on the surface of tumor cells play key roles in malignant transformation and metastasis [51]. CS is an anionic linear polysaccharide, which consists of alternating disaccharide units of β-glucuronic acid-(1-3)-N-acetyl-β-galactosamine-6‑sulfate (Figure 1), and it can bind to CD44. CS is currently applied as a symptomatic slow-acting drug for osteoarthritis (SYSADOA) agent in the treatment of osteoarthritis (OA) [52]. Uchida et al. reported that the addition of CS to pDNA/poly(ethylene glycol) (PEG)-block-poly N-[N-(2-aminoethyl)-2-aminoethyl]aspartamide (PEG-PAsp(DET)) polyplexes markedly reduced damage of cellular membrane after in vitro and in vivo gene transfections [53]. We also found that CS attenuated inflammatory responses and hepatic toxicity induced by injection of DOTAP/Chol lipoplexes [54,55]. Therefore, CS may be a valuable material for the safe gene delivery (Table 2).

Table 2: Polyplexes or lipoplexes with chondroitin sulfate (CS) or CS conjugate for gene delivery.

Nucleic acid

CS or CS Conjugate

Cationic polymer or liposome

Reference

pDNA

CS

DOTMA/Chol liposome
DOTMA/DOPE liposome
Poly-L-arginine
Poly-L-lysine

[59]

pDNA

CS

Dendrigraft poly-L-lysine

[63]

pDNA

CS

DOTAP/Chol liposome

[54]

pDNA

CS

PEG-PAsp(DET)

[53]

pDNA

CS

PEI

[62,65]

pDNA

CS

PAMAM dendrimer

[64]

pDNA

CS

Chitosan

[60,61]

pDNA

CS-PEI

-

[56]

miRNA

CS-PEI

-

[57]

miRNA

CS-PAMAM

-

[58]

pDNA: plasmid DNA, miRNA: microRNA, CS: chondroitin sulfate, DOTMA: 1,2-di-O-octadecenyl-3-trimethylammonium propane, DOPE: 1,2-dioleoyl-sn-glycero-3-phosphoethanolamine, Chol: cholesterol, PEG-PAsp(DET): poly(ethylene glycol) (PEG)-block-poly {N-[N-(2-aminoethyl)-2- aminoethyl]aspartamide}. PEI: polyethylenimine, PAMAM: poly (amidoamine).

Lo et al. reported that CS-modified PEI/pDNA (Figure 5B) had a transfection efficiency similar to Lipofectamine lipoplexes of pDNA via clathrin-dependent and CD44-mediated endocytosis [56]. In addition, CS-modified PEI/microRNA-34a (miR-34a) polyplexes and CS-modified PAMAM dendrimer/miR-34a polyplexes (Figure 5B) also showed significant inhibition of tumor growth and induction of tumor apoptosis via CD44-mediated endocytosis [57,58]. Kurosaki et al. reported that ternary complexes of encapsulated poly-L-arginine or poly-L-lysine polyplexes (Figure 5A) and DOTMA/Chol or DOTMA/DOPE lipoplexes of pDNA (Figure 3A) with CS showed high transgene expression in B16-F10 cells with low cytotoxicity and low agglutination with erythrocytes [59]. Furthermore, Hagiwara et al. reported that a ternary complex of pDNA/chitosan/CS (Figure 5A) exhibited high cellular uptake via micropinocytosis [60], and strongly inhibited tumor growth in Huh-7 tumor xenografts by intratumoral injection of the complexes with pDNA encoding herpes simplex virus thymidine kinase (HSV-tk) [61]. Hamada et al. reported that intraperitoneal injection of ternary complex (Figure 5A) of pDNA/PEI/CS encoding murine granulocyte macrophage-colony-stimulating factor (mGM-CSF) prolonged survival in an intraperitoneal ovarian tumor model [62]. In addition, intratumoral injection of the ternary complex achieved mouse survival rates of 100% in a subcutaneous tumor model. From these findings, CS may be a useful polysaccharide for enhancing tumor transfection abilities in vitro and in vivo.

Kurosaki et al. reported that ternary complexes of pDNA/poly-L-lysine/CS or pDNA/poly-L-arginine/CS (Figure 5A) led to high transgene expression in the spleen after intravenous injection [59]. They speculated that CS capsulation of pDNA polyplexes might be mainly recognized by macrophages in the spleen as a polysaccharide. Iwanaga et al. also reported that intravenous administration of ternary complexes of pDNA/dendrigraft poly-L-lysine/CS (Figure 5A) induced high gene expression levels in the reticuloendothelial system [63]. Furthermore, Imamura et al. reported that a ternary complex of pDNA electrostatically assembled with PAMAM dendrimer and CS (Figure 5A) was an effective and secure gene vector, and they led to significantly higher gene expression in the spleen than pDNA/PAMAM dendrimer polyplexes [64]. Therefore, CS coating of polyplexes may be expected to be useful for gene vectors to the spleen, and they may be a promising approach for DNA vaccination. In addition, intravitreous administration of ternary complexes of pDNA/PEI/CS (Figure 5A) showed high gene expression in the retina, indicated that their complex are suitable for effective and safe ocular gene therapy [65].

Polyplexes or lipoplexes modified with polyglutamic acid or heparin

Poly-α-glutamic acid (αPGA) is a synthetic polyamino acid with one COOH per glutamic acid unit (Figure 1). In contrast, poly-γ-glutamic acid (γ-PGA) is a fermentation product made by Bacillus subtilis and is a polyamino acid connected through amide linkages between α-amino and γ-carboxylic acid groups (Figure 1). A coating of PGA on cationic lipoplexes or polyplexes has the potential to improve delivery to tumor tissues while protecting normal tissue from toxic side effects (Table 3). Liao et al. reported that a γPGA coating on pDNA/chitosan polyplexes (Figure 5A) significantly enhanced their cellular uptake via a specific γ-glutamyl transpeptidase (GGT) [66,67]. GGT is a cell surface enzyme that catalyzes amide hydrolysis of the γ-glutamyl group of glutathione in cells [68]. The amine group in the N-terminal γ-glutamyl unit on γ-PGA played an essential role in the interaction with GGT. GGT is overexpressed in several human cancers [69-72]. Therefore, γPGA is used for targeting to tumor cells that overexpressed GGT on the cell surface.

Table 3: Polyplexes or lipoplexes with polyglutamic acid, heparin, alginic acid, or pectin for gene delivery.

Nucleic acid

Anionic polymer or its conjugate

Cationic polymer or liposome

Reference

pDNA

PGA

Chitosan

[66,67]

pDNA

PGA

Dendrigraft poly-L-lysine

[80]

pDNA

PGA

PEI

[81-83]

pDNA

PGA

Protamine

[75]

pDNA

αPGA

DOTAP/Chol liposome

[54]

siRNA

PGA

Chitosan

[73]

siRNA

PGA

Dendrigraft poly-L-lysine

[74]

siRNA

αPGA

DOTAP/Chol liposome

[77]

siRNA

αPGA

DMAPAP/DOPE liposome

[78,79]

siRNA

PGA

PEI

[76]

pDNA

Heparin

Cationic glycopolymer (Tr4)

[84]

pDNA

Heparin-PEI

-

[85]

pDNA

Alginic acid, pectin

Lipofectamine 2000

[24]

pDNA: plasmid DNA, siRNA: small interfering RNA, PGA: poly-ᵞ-glutamic acid, αPGA: poly-α-glutamic acid, PEI: polyethylenimine, DMAPAP: 2-{3-[bis-(3-amino-propyl)-amino]-propylamino}-N-ditetradecyl carbamoyl methyl-acetamide, Chol: cholesterol, DOPE: 1,2-dioleoyl-sn-glycero-3-phosphoethanolamine.

Liao et al. reported that the inclusion of γPGA did not alter the complex-formation ability between siRNA and chitosan, but it significantly increased cellular uptake and gene silencing effects [73]. Kodama et al. demonstrated that intratumoral injection of a ternary complex of siRNA/dendrigraft poly-L-lysine/γPGA (Figure 5A) suppressed the expression of the target gene in Colon 26 tumor-bearing mice [74]. Moreover, a ternary complex of pDNA/protamine/γPGA (Figure 5A) was taken up by clathrin-mediated endocytosis and macropinosytosis and showed high transfection efficiency in B16-F10 cells [75]. In addition, a ternary complex of siRNA/PEI/γPGA (Figure 5A) showed a high gene silencing effect and no cytotoxicity in B16-F10 cells [76]. From these findings, ternary complexes with γPGA may be a potential carrier for targeting tumor cells.

αPGA coating of DOTAP/Chol lipoplex of siRNA or pDNA (Figure 3A) increased accumulation of the lipoplex in the liver after intravenous injection [54,77]. In addition, αPGA coating of 2-{3-[bis-(3-amino-propyl)-amino]-propylamino-N-ditetradecyl carbamoyl methyl-acetamide (DMAPAP)/DOPE lipoplexes of siRNA (Figure 3A) decreased in vitro and in vivo toxicities and enhanced siRNA delivery to the liver and lung after systemic injection [78,79]. Intravenous injection of γPGA is mainly accumulated in the spleen and liver in mice. Kodama et al. reported that a ternary complex of pDNA/dendrigraft poly-L-lysine/γPGA (Figure 5A) displayed high transfection efficiency only in the spleen, although pDNA/dendrigraft poly-L-lysine polyplexes induced high transfection efficiency in the liver, lungs, and spleen [80]. Furthermore, a ternary complex of pDNA/PEI/γPGA (Figure 5A) was taken up by a γPGA-specific receptor-mediated energy dependent process [81], and they showed high transgene expression in the spleen without toxicity [82,83]. Therefore, γPGA coating of polyplexes may be also useful for safe gene vector to the spleen.

Heparin is a biocompatible, nontoxic glycosaminoglycan that is used clinically as an anticoagulant to treat venous thrombosis or to prevent thrombosis. Heparin has repeating disaccharide units consisting of uronic acid (L-iduronic or D-glucuronic acid) linked 1→4 to D-glucosamine (Figure 1). Boyle et al. reported that the addition of low doses of heparin can significantly increase pDNA delivery by a cationic glycopolymer (Tr4) (Figure 5A) [84]. They speculated that heparin coating of the polyplexes appeared to improve cell surface binding, internalization, intracellular trafficking of polyplexes to the nucleus, leading to high transgene expression. Furthermore, chemically conjugated PEI with heparin (heparin-PEI) formed a nanogel, and intravenous injection of heparin-PEI and pDNA complexes (Figure 5B) exhibited high distribution of pDNA in the lung, and inhibited lung metastasis of malignant melanoma B16-F10 and mouse colon carcinoma Colon 26 by injection of pDNA encoding interleukin 15 gene [85], indicated that the heparin-PEI conjugate is an efficient gene carrier to the lung.

Sequential injection of anionic polymer and siRNA lipoplexes

αPGA or CS coating of DOTAP/Chol lipoplexes with siRNAs or pDNAs prevented aggregation with erythrocytes, and increased accumulation of lipoplexes in the liver after intravenous injection (Figure 6A,B) [54,77]. Recently, we revisited the gene transfer method with anionic polymer-coated ternary complexes, because in the coating of cationic lipoplexes with the anionic polymer, the size and ζ-potential of the ternary complexes were largely affected by changing the charge ratio (+/-) of cationic lipoplexes to anionic polymer; therefore, this charge ratio (+/-) must be exactly controlled for preparation of anionic polymer-coating lipoplexes before intravenous injection [54,77]. In addition, anionic polymers caused dissociation of siRNA from siRNA lipoplexes by competition for binding to cationic liposomes before intravenous injection [77]. Therefore, we developed a sequential injection method that cationic lipoplexes with siRNA were injected intravenously soon after intravenous injection of anionic polymer. For example, intravenous injection of DOTAP/Chol lipoplexes induced large accumulation in the lungs (Figure 6A and 7); however, intravenous injection of 1 mg CS or αPGA into mice, followed by intravenous injection of DOTAP/Chol lipoplexes at a 1 min interval delivered siRNA to the liver efficiently without accumulation in the lungs (Figure 6C and 7) [86,87]. This method has an advantage of not requiring preparation of ternary complexes, which is sometimes unstable in solution, by neutralizing the surface charge of the lipoplexes. Regarding the liposomal formulation, cationic liposomes composed of DOTAP/DOPE, DOTMA/Chol, dimethyldioctade-cylammonium bromide (DDAB)/Chol and O,O’-ditetradecanoyl-N-(α-trimethylammonioacetyl)diethanolamine chloride (DC-6-14)/Chol could also efficiently deliver siRNAs into the liver by sequential injection with αPGA [87]. Moreover, intramuscular, intraperitoneal, or subcutaneous injection of CS into mice before intravenous injection of DOTAP/Chol lipoplexes also resulted in siRNA accumulation mainly in the liver [88]. We found that regardless of the injection route of CS, the concentration of CS in serum needed to be above 20 μg/mL for efficient siRNA delivery to the liver after sequential injection [88]. We speculated that CS or αPGA injection might prevent the agglutination of siRNA lipoplexes with erythrocytes by the interaction of siRNA lipoplexes with CS or αPGA in the blood circulation and increased accumulation in the liver. In terms of gene silencing effect, siRNAs delivered by this sequential injection with αPGA or CS could significantly suppress mRNA expression of the target gene in the liver or liver metastasis [55,86]. Regarding the side effects, sequential injection of αPGA plus siRNA lipoplexes exhibited hepatic damage and resulted in the induction of inflammatory cytokines such as TNFα and interleukin-10 in serum, but sequential injection of CS plus siRNA lipoplexes did not [55]. CS is a compound with an anti-inflammatory activity and available for the treatment of OA patients [52]. CS attenuates inflammatory responses in macrophages via the suppression of NF-κB nuclear translocation [89,90]. Therefore, CS might be able to suppress the inflammatory responses induced by the injection of cationic lipoplexes. In addition, sequential injections of CS plus cationic lipoplexes with protein kinase N3 (PKN3) siRNA could suppress tumor growth in the mice bearing liver metastasis of human breast tumor MCF-7 or MDA-MB-231 [55,91]. From these findings, sequential injection of CS and siRNA lipoplexes might be a novel systemic method of delivering siRNA to liver and liver metastasis.

Figure 6: Biodistribution of small interfering RNAs (siRNAs) in mice after intravenous injection of siRNA lipoplexes (A), intravenous injection of anionic polymer-coated siRNA lipoplexes (B), and intravenous injection of anionic polymer, followed by injection of siRNA lipoplexes (C). Gray areas indicate organs where siRNA accumulated.

Figure 7: Effect of chondroitin sulfate (CS) or poly-α-glutamic acid (αPGA) on the biodistribution of small interfering RNAs (siRNAs) in mice after intravenous injection of DOTAP/Chol lipoplexes [86-88]. In sequential injection, at 1 min after intravenous injection of 1 mg CS or PGA, DOTAP/Chol lipoplexes with Cy5.5-labeled siRNA (Cy5.5-siRNA) were administered intravenously to mice [86-88]. Ex vivo images of dissected tissues (A) and tissue sections (lung and liver) (B) were obtained at 1 h after injection of siRNA lipoplexes. In A, fluorescence intensity is illustrated using a color-coded scale (red is maximum, purple is minimum). In B, green signals indicate the localization of Cy5.5-siRNA. Scale bar=100 µm.

CONCLUSION

Recently, gene therapy with non-viral vector is making excellent progress. For clinical gene therapy, not only high transfection efficiency but also biocompatibility for frequent dosing is indispensable. It is notable that although HA, CS, and PGA encapsulation or modification for lipoplexes or polyplexes did not reduce the transfection efficiency, they markedly decreased side effects such as hepatotoxicity, indicating their utility in clinical gene delivery systems. In addition, sequential injection of CS plus cationic lipoplexes was capable of delivering siRNAs into the liver and tumor-metastasized liver without hepatotoxicity or the induction of inflammatory cytokines. From these findings, the methods of gene delivery by polyplexes or lipoplexes with anionic polymers may be an outstanding tool for delivering nucleic acid-based therapeutics into targeted tissues or tumors. In more advanced gene therapy, the polyplexes or lipoplexes with anionic polymers are required to deliver nucleic acid-based therapeutics into specific cells of targeted tissue. Anionic polymer can be chemically conjugated with ligand having affinity to receptor on cell surface (for example, conjugate of folic acid and chondroitin sulfate for targeting tumor cells via folate receptor). Along with shielding the positive charge of cationic complexes by anionic polymer, targeting delivery to specific cells via the receptor on cell surface will be accomplished by ligands conjugated to anionic polymer.

ACKNOWLEDGEMENT

This project was supported in part by a Grant-in-Aid for Scientific Research (C) from the Japan Society for the Promotion of Science (KAKENHI Grant Number JP26460046 and JP17K08251).

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